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Colin Matthew Glennon

R. F. Lafferty & CO., Inc.

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About Colin Matthew Glennon

Colin Matthew Glennon is a financial advisor with R. F. Lafferty & Co., Inc. located in New York, NY. Colin has over 8 years of experience in the financial services industry. Prior to joining R. F. Lafferty & Co., Inc., Colin was a financial advisor at Fulcrum Securities, LLC. Colin holds Series 7, 55, 57TO, and SIE licenses. Colin is registered to offer securities in California, New Jersey, and New York.

Firm Information

Colin Glennon is currently registered with R. F. Lafferty & CO., Inc.. R. F. Lafferty & CO., Inc. is a corporation formed in May 1976, headquartered in New York, NY. The firm provides portfolio management for individuals and selects other advisors, and has a total of 148 client accounts with $90,879,915 in regulatory assets under management. The firm is registered with the SEC and in 53 states.
R. F. Lafferty & CO., Inc.

40 WALL STREET

NEW YORK, NY 10005

$90.88M

Assets Under Management

45

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Colin Glennon’s Registration & Firm History

NY

10/15/2015 - Present

R. F. Lafferty & CO., Inc. (NEW YORK NY)

NY

08/22/2014 - 03/24/2016

FULCRUM SECURITIES, LLC (WHITE PLAINS NY)

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Licenses & Designations

BC

Issued 03/13/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/2014

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/22/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Colin Matthew Glennon.
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