Unclaimed
Colin Matthew Glennon is a financial advisor with R. F. Lafferty & Co., Inc. located in New York, NY. Colin has over 8 years of experience in the financial services industry. Prior to joining R. F. Lafferty & Co., Inc., Colin was a financial advisor at Fulcrum Securities, LLC. Colin holds Series 7, 55, 57TO, and SIE licenses. Colin is registered to offer securities in California, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/15/2015 - Present
R. F. Lafferty & CO., Inc. (NEW YORK NY)
NY
08/22/2014 - 03/24/2016
FULCRUM SECURITIES, LLC (WHITE PLAINS NY)
BC
Issued 03/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/22/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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