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Colin M Winter

Nuveen Securities, LLC

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About Colin M Winter

Colin Winter is a securities professional with Nuveen Securities, LLC, registered with FINRA. Colin holds Series 7TO, Series 24 and SIE licenses. Colin has over 100 days of experience in the financial industry. Colin's current employment with Nuveen Securities, LLC began on May 24, 2023.

Firm Information

Colin Winter is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Colin Winter’s Registration & Firm History

NC

05/24/2023 - Present

Nuveen Securities, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 09/29/2023

Series 24 - General Securities Principal Examination

BC

Issued 05/24/2023

Series 7TO - General Securities Representative Examination

BC

Issued 03/27/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Colin M Winter.
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