Unclaimed
Colin Lawrence Cropper is a financial advisor with Rothschild & Co. US Inc. Colin has been in the financial services industry since 2004. Previously, Colin worked at RBC Capital Markets, LLC and Nomura Securities International, Inc. Colin holds Series 7, Series 24, Series 63, Series 79TO and SIE licenses. Colin is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/10/2020 - Present
Rothschild & Co. US Inc. (NEW YORK NY)
NY
09/20/2016 - 06/23/2020
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
07/16/2009 - 09/27/2016
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
08/12/2009 - 08/09/2011
NOMURA SECURITIES NORTH AMERICA, LLC (NEW YORK NY)
NY
10/25/2002 - 03/25/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 07/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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