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Colin Lawrence Cropper

Rothschild & Co. US Inc.

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About Colin Lawrence Cropper

Colin Lawrence Cropper is a financial advisor with Rothschild & Co. US Inc. Colin has been in the financial services industry since 2004. Previously, Colin worked at RBC Capital Markets, LLC and Nomura Securities International, Inc. Colin holds Series 7, Series 24, Series 63, Series 79TO and SIE licenses. Colin is registered in New York.

Firm Information

Colin Cropper is currently registered with Rothschild & Co. US Inc.. Rothschild & Co. US Inc. is a corporation formed in July 1967 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is regulated by the SEC and has one regulatory event on record.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Colin Cropper’s Registration & Firm History

NY

07/10/2020 - Present

Rothschild & Co. US Inc. (NEW YORK NY)

NY

09/20/2016 - 06/23/2020

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

07/16/2009 - 09/27/2016

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

08/12/2009 - 08/09/2011

NOMURA SECURITIES NORTH AMERICA, LLC (NEW YORK NY)

NY

10/25/2002 - 03/25/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/22/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/06/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Colin Lawrence Cropper.
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