Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin Kishun Lam is a financial professional with over 18 years of experience in the industry. Colin is currently registered with Tickrs Clearing as a General Securities Representative. Previously, Colin was a registered representative at Acorns Securities, LLC, Griffin Capital Securities, Inc., and Grubb & Ellis Capital Corporation. Colin holds several securities licenses including Series 7, Series 66, Series 27, and Series 99TO. Colin has a broad range of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/31/2023 - Present
Tickrs Clearing (IRVINE CA)
CA
11/15/2014 - 09/09/2022
ACORNS SECURITIES, LLC (IRVINE CA)
CA
02/06/2012 - 11/28/2014
GRIFFIN CAPITAL SECURITIES, INC. (IRVINE CA)
CA
05/11/2010 - 02/08/2012
GRUBB & ELLIS CAPITAL CORPORATION (SANTA ANA CA)
CA
07/29/2004 - 10/07/2011
GRUBB & ELLIS SECURITIES, INC. (SANTA ANA CA)
BOTH
Issued 06/17/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/2004
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
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