Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin Kestner Cohen is a financial advisor registered with LPL Financial LLC in Waco, Texas. Colin has been in the industry since November 24, 1997. Colin previously worked at SIGMA FINANCIAL CORPORATION, Ameriprise Financial Services, Inc., Ameriprise Advisor Services, Inc., Wachovia Securities, LLC, and A. G. Edwards & Sons, Inc. Colin has a Series 7, Series 31, Series 63 and Series 65 license. Colin specializes in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/15/2023 - Present
LPL Financial LLC (WACO TX)
TX
01/18/2013 - 05/15/2023
SIGMA FINANCIAL CORPORATION (Waco TX)
TX
10/05/2009 - 01/22/2013
AMERIPRISE FINANCIAL SERVICES, INC. (AUSTIN TX)
TX
09/15/2008 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (AUSTIN TX)
TX
01/01/2008 - 09/30/2008
WACHOVIA SECURITIES, LLC (AUSTIN TX)
TX
04/27/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (AUSTIN TX)
NY
11/25/1997 - 05/03/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 12/29/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 11/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Colin Cohen is the right advisor for you? Invested Better is here to help.
