Unclaimed
Colin Kerr Chapin is an investment banking professional with Harris Williams. Colin has been in the industry since August 2020. Colin has a Series 79TO and Series 63 license as well as the Securities Industry Essentials (SIE) exam. Colin is registered to conduct business in Massachusetts and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
08/24/2020 - Present
Harris Williams (BOSTON MA)
BC
Issued 07/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/26/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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