Unclaimed
Colin Ellis is a securities professional with experience in the financial industry. He has been registered as a broker since June 2023, and his professional licenses include the Series 57TO and SIE exams. Colin is currently employed by Susquehanna Financial Group, Lllp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/23/2023 - Present
Susquehanna Financial Group, Lllp (BALA CYNWYD PA)
BC
Issued 06/23/2023
Series 57TO - Securities Trader Exam
BC
Issued 04/10/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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