Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin James Regnery is a financial professional with Vanguard Marketing Corp. Colin is registered with FINRA and holds licenses in all 50 states plus the District of Columbia and Puerto Rico. Colin's certifications include the Series 7, Series 63 and SIE exams. Colin began their career in the financial services industry in June of 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
08/13/2024 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 08/29/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/03/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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