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Colin James Crossley

TP Icap Global Markets Americas LLC

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About Colin James Crossley

Colin Crossley is a financial professional with over 16 years of experience in the industry. Colin currently works for TP Icap Global Markets Americas LLC. Previously, Colin was registered with Tullett Prebon Financial Services LLC, Prebon Financial Products Inc., and Tullett Liberty Securities LLC. Colin is a Series 63, Series 57TO, SIE, Series 3, Series 55, and Series 7 licensed professional. Colin is registered in 11 states including California, Delaware, Florida, Georgia, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, Virginia, and Washington.

Firm Information

Colin Crossley is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Colin Crossley’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

09/04/2009 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NJ

01/16/2007 - 01/06/2010

PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)

NY

11/22/2006 - 01/19/2007

TULLETT LIBERTY SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/17/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/19/2018

Series 3 - National Commodity Futures Examination

BC

Issued 04/12/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/21/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Colin James Crossley.
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