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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin James Allison is a registered investment advisor representative with Empower Advisory Group, LLC. Colin has been in the securities industry since 2003. Colin is currently registered with Empower Advisory Group, LLC in Iowa and Colorado. Colin has also previously been registered with Prudential Investment Management Services LLC in Iowa and Prudential Retirement Brokerage Services, Inc. in Connecticut. Colin is licensed to provide investment advice in 53 states. Colin has passed several industry exams, including the Series 6, Series 7, Series 63 and Series 65 exams. Colin is also a member of the Financial Industry Regulatory Authority (FINRA). Colin has worked in the financial services industry for over 20 years. Colin holds a Series 6, Series 7, Series 63 and Series 65 licenses. Colin's experience includes providing financial planning, portfolio management, and investment advisory services. Colin's clients include individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
12/01/2020 - Present
Empower Advisory Group, LLC (DUBUQUE IA)
IA
04/30/2005 - 07/16/2020
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (DUBUQUE IA)
CT
05/21/2003 - 04/30/2005
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)
IA
Issued 09/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/19/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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