Unclaimed
Colin Johnson is a financial advisor working at LPL Financial LLC. Colin has over 5 years of experience in the industry. Colin Jacob Johnson holds a Series 7, Series 63, Series 65, and SIE licenses. Colin is registered in Virginia and has been with LPL Financial LLC since April 2020. Before joining LPL Financial LLC, Colin worked for Ameriprise Financial Services, LLC in Winchester, Virginia, and Purshe Kaplan Sterling Investments in Tysons Corner, Virginia. Colin can provide financial planning and investment advice to individuals, businesses, corporations, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, investment clubs, and state or municipal government entities. Colin has been actively involved in the financial services industry since 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
04/07/2020 - Present
LPL Financial LLC (STRASBURG VA)
VA
07/08/2019 - 04/03/2020
AMERIPRISE FINANCIAL SERVICES, LLC (WINCHESTER VA)
VA
08/12/2016 - 11/15/2017
PURSHE KAPLAN STERLING INVESTMENTS (Tysons Corner VA)
IA
Issued 10/08/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/15/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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