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Colin Hartley

Evercore Group LLC

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About Colin Hartley

Colin Hartley is a financial advisor at Evercore Group LLC. Colin has been in the financial services industry since 2019. Colin holds the Series 79TO and Series 63 licenses, along with the SIE exam. Colin is registered in 37 states. Previously Colin worked at WELLS FARGO SECURITIES, LLC in New York, NY.

Firm Information

Colin Hartley is currently registered with Evercore Group LLC. Evercore Group LLC is a Limited Liability Company formed in April 2006. The firm is registered with the SEC and in 37 states.

Not reported

Assets Under Management

Not reported

Total Clients

805

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Colin Hartley’s Registration & Firm History

NY

02/28/2023 - Present

Evercore Group LLC (NEW YORK NY)

NY

09/14/2019 - 03/13/2023

WELLS FARGO SECURITIES, LLC (New York NY)

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Licenses & Designations

BC

Issued 09/09/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/14/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/26/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Colin Hartley.
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