Unclaimed
Colin Hartley is a financial advisor at Evercore Group LLC. Colin has been in the financial services industry since 2019. Colin holds the Series 79TO and Series 63 licenses, along with the SIE exam. Colin is registered in 37 states. Previously Colin worked at WELLS FARGO SECURITIES, LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/28/2023 - Present
Evercore Group LLC (NEW YORK NY)
NY
09/14/2019 - 03/13/2023
WELLS FARGO SECURITIES, LLC (New York NY)
BC
Issued 09/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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