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Colin Francis Johnson

THE Leaders Group, Inc.

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About Colin Francis Johnson

Colin Francis Johnson is a financial advisor with The Leaders Group, Inc. located in Littleton, Colorado. Colin has been in the financial industry since 1998 and has a wide range of experience. Colin has held licenses for multiple securities firms and has a Series 7, 6, 63, and 65, and SIE license. Colin has worked at State Farm VP Management Corp. in Bloomington, Illinois, Allstate Financial Services, LLC in Redmond, Washington, Steadfast Capital Markets Group, LLC in Irvine, California, Touchstone Securities, Inc. in Cincinnati, Ohio, Directed Services LLC in West Chester, Pennsylvania, Pacific Select Distributors, Inc. in Newport Beach, California, CUNA Brokerage Services, Inc. in Waverly, Iowa, and John Hancock Distributors, Inc. in Boston, Massachusetts. Colin also has a strong background in investment company products, variable contracts, and general securities.

Firm Information

Colin Johnson is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Colin Johnson’s Registration & Firm History

CO

06/27/2023 - Present

THE Leaders Group, Inc. (LITTLETON CO)

IL

06/21/2022 - 01/06/2023

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

WA

10/04/2016 - 07/17/2020

ALLSTATE FINANCIAL SERVICES, LLC (Redmond WA)

CA

08/30/2012 - 05/04/2016

STEADFAST CAPITAL MARKETS GROUP, LLC (IRVINE CA)

OH

01/10/2012 - 02/07/2012

TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)

PA

07/08/2010 - 12/01/2010

DIRECTED SERVICES LLC (WEST CHESTER PA)

CA

02/11/1997 - 06/21/2010

PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)

IA

08/01/1995 - 12/31/1996

CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)

MA

03/08/1994 - 08/23/1995

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

03/08/1994 - 08/23/1995

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

IA

Issued 09/17/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/11/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/20/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/1996

Series 7 - General Securities Representative Examination

BC

Issued 03/07/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Colin Francis Johnson.
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