Unclaimed
Colin Francis Johnson is a financial advisor with The Leaders Group, Inc. located in Littleton, Colorado. Colin has been in the financial industry since 1998 and has a wide range of experience. Colin has held licenses for multiple securities firms and has a Series 7, 6, 63, and 65, and SIE license. Colin has worked at State Farm VP Management Corp. in Bloomington, Illinois, Allstate Financial Services, LLC in Redmond, Washington, Steadfast Capital Markets Group, LLC in Irvine, California, Touchstone Securities, Inc. in Cincinnati, Ohio, Directed Services LLC in West Chester, Pennsylvania, Pacific Select Distributors, Inc. in Newport Beach, California, CUNA Brokerage Services, Inc. in Waverly, Iowa, and John Hancock Distributors, Inc. in Boston, Massachusetts. Colin also has a strong background in investment company products, variable contracts, and general securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
06/27/2023 - Present
THE Leaders Group, Inc. (LITTLETON CO)
IL
06/21/2022 - 01/06/2023
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
WA
10/04/2016 - 07/17/2020
ALLSTATE FINANCIAL SERVICES, LLC (Redmond WA)
CA
08/30/2012 - 05/04/2016
STEADFAST CAPITAL MARKETS GROUP, LLC (IRVINE CA)
OH
01/10/2012 - 02/07/2012
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
PA
07/08/2010 - 12/01/2010
DIRECTED SERVICES LLC (WEST CHESTER PA)
CA
02/11/1997 - 06/21/2010
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
IA
08/01/1995 - 12/31/1996
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
MA
03/08/1994 - 08/23/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
03/08/1994 - 08/23/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 09/17/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/07/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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