Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin Igawa is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., providing investment advisory services to individual and business clients. Colin is a licensed financial professional with over 14 years of experience in the financial services industry. Colin holds the Series 66, Series 7, and SIE licenses. Colin is a financial professional that specializes in providing investment advisory services. Colin is also a co-owner of rental properties in Henderson, NV.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
09/22/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SEATTLE WA)
WA
10/01/2012 - 09/23/2022
J.P. MORGAN SECURITIES LLC (SEATTLE WA)
WA
08/11/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SEATTLE WA)
WA
11/05/2009 - 07/15/2011
METLIFE SECURITIES INC. (BELLEVUE WA)
WA
05/22/2008 - 09/22/2009
WELLS FARGO INVESTMENTS, LLC (SEATTLE WA)
BOTH
Issued 07/07/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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