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Colin Ellis Cady

First Kentucky Securities Corp.

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About Colin Ellis Cady

Colin Ellis Cady is a registered investment advisor representative with First Kentucky Securities Corp. Colin Ellis Cady has been in the industry for over 5 years and has passed the Series 63, Series 65, Series 7TO and the SIE exams. Colin Ellis Cady has experience working with individuals and corporations. Colin Ellis Cady can assist clients with financial planning, portfolio management for businesses and individuals, and selection of other advisors.

Firm Information

Colin Cady is currently registered with First Kentucky Securities Corp.. First Kentucky Securities Corp. is a corporation founded in 1977, headquartered in Louisville, KY. They are a registered investment adviser with the SEC and are licensed in 47 states. They offer financial planning, portfolio management for individuals and businesses, security ratings, and selection of other advisers. The firm manages over $678 million in assets for a diverse client base, including individuals, corporations, charitable organizations, and pension plans.
First Kentucky Securities Corp.

4360 BROWNSBORO ROAD

LOUISVILLE, KY 40207

$678.56M

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Commissions for fixed income principal transactions

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Colin Cady’s Registration & Firm History

KY

01/01/2022 - Present

First Kentucky Securities Corp. (LOUISVILLE KY)

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Licenses & Designations

IA

Issued 12/28/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/29/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/26/2021

Series 7TO - General Securities Representative Examination

BC

Issued 01/15/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Colin Ellis Cady.
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