Unclaimed
Colin E Vandling is a financial advisor with Equitable Advisors, LLC based in Secaucus, NJ. Colin has been in the industry since 2003 and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) as well as several state regulators. Colin has Series 6, 7, 26, and 63 securities licenses. Colin has worked for several firms over the years including Equitable Distributors, LLC, Hartford Securities Distribution Company, Inc., MFS Fund Distributors, Inc., John Hancock Distributors LLC, and Putnam Retail Management Limited Partnership.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
12/15/2023 - Present
Equitable Advisors, LLC (SECAUCUS NJ)
NJ
08/18/2010 - 09/07/2023
EQUITABLE DISTRIBUTORS, LLC (SECAUCUS NJ)
MA
02/29/2008 - 08/23/2010
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (BOSTON MA)
MA
08/10/2007 - 02/29/2008
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
MA
09/10/2004 - 07/13/2007
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
11/11/2002 - 08/17/2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 02/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2003
Series 7 - General Securities Representative Examination
BC
Issued 11/08/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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