Unclaimed
Colin Dieter Woolums is a financial advisor at National Financial Services LLC, a firm headquartered in Westlake, TX. Colin's career in the financial services industry began in 2021. Colin is licensed to conduct securities business in Texas. Colin holds the Series 7, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/12/2022 - Present
National Financial Services LLC (WESTLAKE TX)
TX
06/09/2021 - 04/20/2022
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 07/01/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/28/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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