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Colin Dieter Woolums

National Financial Services LLC

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About Colin Dieter Woolums

Colin Dieter Woolums is a financial advisor at National Financial Services LLC, a firm headquartered in Westlake, TX. Colin's career in the financial services industry began in 2021. Colin is licensed to conduct securities business in Texas. Colin holds the Series 7, Series 66, and SIE licenses.

Firm Information

Colin Woolums is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Colin Woolums’s Registration & Firm History

TX

07/12/2022 - Present

National Financial Services LLC (WESTLAKE TX)

TX

06/09/2021 - 04/20/2022

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 07/01/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/09/2021

Series 7TO - General Securities Representative Examination

BC

Issued 05/28/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Colin Dieter Woolums.
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