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Colin Denis Drowica

Seaport Global Securities LLC

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About Colin Denis Drowica

Colin Denis Drowica is a financial professional with over 17 years of experience in the industry. Colin has a wide range of experience in the financial services industry, having worked for firms such as Raymond James & Associates, Inc., Knight Capital Americas LLC, Knight Capital Americas, L.P., Newedge USA, LLC, Tradeweb L.L.C, and Bloomberg Tradebook LLC. Colin is currently registered with Seaport Global Securities LLC. Colin is licensed to sell securities in 52 states and is a registered representative of FINRA. Colin holds the Series 7, Series 55, Series 57TO, and SIE licenses. Colin is a dedicated financial professional with a proven track record of success in helping clients achieve their financial goals.

Firm Information

Colin Drowica is currently registered with Seaport Global Securities LLC. Seaport Global Securities LLC is a Limited Liability Company formed in 2001 and is approved in 52 states and the District of Columbia. They are registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

92

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Colin Drowica’s Registration & Firm History

FL

07/08/2019 - Present

Seaport Global Securities LLC (WEST PALM BEACH FL)

NY

04/04/2013 - 07/03/2019

RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)

NJ

07/02/2012 - 04/08/2013

KNIGHT CAPITAL AMERICAS LLC (JERSEY CITY NJ)

NJ

02/03/2010 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NY

11/29/2006 - 01/28/2010

NEWEDGE USA, LLC (NEW YORK NY)

NJ

06/28/2006 - 11/29/2006

TRADEWEB L.L.C (JERSEY CITY NJ)

NY

12/06/2005 - 03/09/2006

BLOOMBERG TRADEBOOK LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/07/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/31/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Colin Denis Drowica. Review regulatory record here.
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