Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin Woodhouse is a financial professional with over 30 years of experience in the industry. Colin is currently a registered representative with LPL Financial LLC and is actively registered in 12 states. Colin has a diverse background having held positions at a variety of firms such as Hornor, Townsend & Kent, LLC, AXA Advisors, LLC, Fidelity Brokerage Services, Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company. Colin holds Series 7, Series 63, and Series 65 licenses, as well as the Securities Industry Essentials (SIE) Exam. Colin's experience, knowledge and commitment to his clients make him a valuable asset to any investment portfolio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
11/24/2020 - Present
LPL Financial LLC (ROCKVILLE CENTRE NY)
NY
03/01/2004 - 11/24/2020
HORNOR, TOWNSEND & KENT, LLC (UNIONDALE NY)
NY
10/06/2000 - 03/24/2004
AXA ADVISORS, LLC (NEW YORK NY)
RI
02/20/1997 - 02/14/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MN
03/24/1992 - 02/13/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/24/1992 - 02/13/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 08/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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