Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin Calvin Rath has been in the financial services industry since May 26, 1985. Colin Calvin Rath is currently registered with Ameriprise Financial Services, LLC and has been with the firm since March 2020. Previously, Colin Calvin Rath was registered with RBC CAPITAL MARKETS, LLC, Tucker Anthony Incorporated, Gruntal & Co., L.L.C., JW Charles Securities,Inc., JW Charles Securities, Inc., Reich & Co., Inc., Global America Incorporated, Dean Witter Reynolds Inc., Huberman Securities Corp., Allied Capital Group, Inc., Graystone Nash, Inc. and First Jersey Securities, Inc.. Colin Calvin Rath holds licenses in Alabama, Connecticut, Florida, Georgia, Iowa, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, South Carolina, Texas, and Virginia. Colin Calvin Rath specializes in Portfolio Management for Individuals, Portfolio Management for Businesses, Financial Planning, Pension Consulting, Educational Seminars, Publication of Periodicals, Selection of Other Advisers, and Asset Allocation Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
12/02/2015 - Present
Ameriprise Financial Services, LLC (Red Bank NJ)
NJ
03/09/2002 - 12/10/2015
RBC CAPITAL MARKETS, LLC (RED BANK NJ)
MA
07/14/2000 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
03/27/1995 - 07/26/2000
GRUNTAL & CO., L.L.C. (NEW YORK NY)
FL
01/03/1994 - 02/17/1995
JW CHARLES SECURITIES,INC. (BOCA RATON FL)
FL
04/29/1992 - 01/03/1994
JW CHARLES SECURITIES, INC. (BOCA RATON FL)
NA
12/13/1990 - 05/04/1992
REICH & CO., INC.
NA
05/15/1990 - 12/17/1990
GLOBAL AMERICA INCORPORATED
NY
07/14/1989 - 05/31/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
02/08/1989 - 06/13/1989
HUBERMAN SECURITIES CORP.
NA
04/28/1988 - 02/22/1989
ALLIED CAPITAL GROUP, INC.
NA
12/03/1986 - 08/24/1988
GRAYSTONE NASH, INC.
NA
03/21/1985 - 12/12/1986
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 10/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/17/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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