Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin C Lord is a financial professional with over 10 years of experience in the industry. Colin is currently registered with Oneamerica Securities, Inc. in Providence, Rhode Island. Colin previously worked with Park Avenue Securities LLC, MML Investors Services, LLC, MSI Financial Services, Inc., and Signator Investors, Inc. Colin has a Series 6, Series 63 and SIE licenses. Colin's areas of expertise include Financial Planning, Pension Consulting, and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
RI
09/22/2020 - Present
Oneamerica Securities, Inc. (Providence RI)
RI
06/07/2017 - 09/10/2020
PARK AVENUE SECURITIES LLC (CRANSTON RI)
RI
03/25/2017 - 05/05/2017
MML INVESTORS SERVICES, LLC (EAST PROVIDENCE RI)
RI
12/17/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (EAST PROVIDENCE RI)
RI
11/03/2011 - 12/11/2014
SIGNATOR INVESTORS, INC. (WARWICK RI)
BC
Issued 12/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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