Unclaimed
Colin Bryant Ault is a financial advisor with LPL Financial LLC. Colin has been in the financial services industry since 2009. Colin is registered to provide investment advice in Idaho, Oregon, Texas and Washington. Colin has passed the Series 66, Series 7 and SIE exams. Colin has previously worked for Securities America, Inc., D.A. Davidson & Co. and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/29/2022 - Present
LPL Financial LLC (SAN DIEGO CA)
WA
12/19/2017 - 11/29/2022
SECURITIES AMERICA, INC. (VANCOUVER WA)
WA
03/15/2017 - 09/07/2017
D.A. DAVIDSON & CO. (Vancouver WA)
WA
11/16/2009 - 03/22/2017
LPL FINANCIAL LLC (VANCOUVER WA)
WA
03/27/2008 - 09/10/2008
EDWARD JONES (BATTLE GROUND WA)
BOTH
Issued 04/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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