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Colin Bernatt

Northwestern Mutual Investment Services, LLC

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About Colin Bernatt

Colin Bernatt is a financial professional with over 10 years of experience in the financial services industry. Colin is currently registered with Northwestern Mutual Investment Services, LLC, a firm with a strong reputation for providing comprehensive financial solutions. Colin's background includes experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Colin holds the Series 7, 9, 10, 66 and SIE securities licenses.

Firm Information

Colin Bernatt is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Colin Bernatt’s Registration & Firm History

FL

08/15/2022 - Present

Northwestern Mutual Investment Services, LLC (JACKSONVILLE FL)

FL

12/28/2015 - 07/02/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

FL

04/21/2012 - 06/09/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

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Licenses & Designations

BOTH

Issued 05/17/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/12/2017

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/06/2017

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Colin Bernatt.
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