Unclaimed
Colin Baxter Law is a financial advisor with over 30 years of experience in the financial services industry. Colin is currently registered with MML Investors Services, LLC. Colin's previous experience includes working with MSI Financial Services, Inc., Metropolitan Life Insurance Company, MetLife Securities Inc., Lincoln Investment Planning, Inc., and American Express Financial Advisors Inc. Colin holds Series 7, 63, and 24 securities licenses and is a Certified Financial Planner. Colin specializes in providing financial advice to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
PA
03/25/2017 - Present
MML Investors Services, LLC (NEWTOWN SQUARE PA)
PA
08/23/2004 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (NEWTOWN SQUARE PA)
PA
08/23/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (PLYMOUTH MEETING PA)
MA
03/05/2002 - 08/19/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/05/2002 - 08/19/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
PA
06/01/2001 - 02/11/2002
LINCOLN INVESTMENT PLANNING, INC. (FORT WASHINGTON PA)
MN
09/02/1992 - 06/07/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/02/1992 - 06/07/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 09/18/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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