Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin Lamberton is a financial advisor with over 10 years of experience in the industry. Colin is currently registered with Fidelity Brokerage Services LLC. Colin has previously been registered with GWFS EQUITIES, INC., J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC. Colin has passed the Series 24, Series 6, Series 63, Series 7, SIE exams. Colin also holds the Series 24 designation. Colin specializes in brokerage services, assisting clients with investment strategies and market analysis.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
08/29/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
CO
03/31/2016 - 08/04/2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
09/02/2014 - 03/22/2016
GWFS EQUITIES, INC. (ENGLEWOOD CO)
CO
02/21/2014 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)
BC
Issued 3/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/26/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/17/2018
Series 7 - General Securities Representative Examination
BC
Issued 2/20/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Colin Lamberton is the right advisor for you? Invested Better is here to help.
