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Colin Alexander Beck

Fidelity Brokerage Services LLC

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About Colin Alexander Beck

Colin Alexander Beck is a financial advisor with Fidelity Brokerage Services LLC. Colin has been in the financial industry since July 1999 and has a broad range of experience. Colin has been registered with FINRA since May 2007. Colin is licensed to sell securities in 53 states and the District of Columbia. Colin holds the Series 3, 7, 9, 10, 63, and SIE licenses. Colin is also registered with the state of Alaska, Arizona, California, Colorado, Nevada, New Mexico, Utah and Washington.

Firm Information

Colin Beck is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Colin Beck’s Registration & Firm History

CO

05/15/2007 - Present

Fidelity Brokerage Services LLC (DENVER CO)

IL

07/27/1999 - 05/01/2007

CHARLES SCHWAB & CO., INC. (CHICAGO IL)

CO

06/04/1998 - 06/16/1998

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 09/21/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/23/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/12/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2007

Series 3 - National Commodity Futures Examination

BC

Issued 06/02/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Colin Alexander Beck.
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