Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin Sebastian is a financial professional with over 20 years of experience in the financial services industry. Colin has a strong background in providing investment advice to individual and institutional clients. Colin is currently registered with Robert W. Baird & Co. Inc. and has previously held positions at LAZARD CAPITAL MARKETS LLC, THOMAS WEISEL PARTNERS LLC, SOUNDVIEW TECHNOLOGY CORPORATION and CHARLES SCHWAB & CO., INC. Colin holds FINRA Series 63, 7, 86, 87 and SIE licenses. Colin is licensed in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CA
06/07/2011 - Present
Robert W. Baird & Co. Inc. (SAN FRANCISCO CA)
CA
03/03/2006 - 05/11/2011
LAZARD CAPITAL MARKETS LLC (SAN FRANCISCO CA)
CA
11/15/2004 - 02/02/2006
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
CT
08/12/2004 - 11/10/2004
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
TX
05/28/2004 - 08/16/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CT
08/20/2001 - 05/28/2004
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
NY
10/31/2000 - 06/25/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 11/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/27/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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