Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Coley? Claim Your ProfileColey Patrick Cassidy is a financial advisor based in Aspen, Colorado. Coley has been working in the financial services industry since 2004. Coley is currently registered with Rockefeller Financial LLC and Rockefeller Capital Management. Coley has been registered with various firms throughout their career including WELLS FARGO CLEARING SERVICES, LLC, WELLS FARGO INVESTMENTS, LLC, DEUTSCHE BANK SECURITIES INC., and CREDIT SUISSE FIRST BOSTON LLC. Coley holds the following FINRA registrations: Series 7, Series 9, Series 10, and Series 63. Coley is also a Chartered Financial Analyst. Coley specializes in providing financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
07/26/2022 - Present
Rockefeller Financial LLC (ASPEN CO)
CO
01/03/2011 - 04/24/2018
WELLS FARGO CLEARING SERVICES, LLC (ASPEN CO)
CO
06/23/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ASPEN CO)
NY
06/30/2003 - 06/04/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
05/19/2000 - 06/27/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
BC
Issued 04/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/14/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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