Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colette? Claim Your ProfileColette Mary Pooley is a financial advisor who has been working in the industry since 2008. Colette is currently registered with Cetera Advisor Networks LLC. She has previously held positions with Empower Financial Services, Inc., Securian Financial Services, Inc., CRI Securities, LLC, Pruco Securities, LLC, Dain Rauscher Incorporated, Norwest Investment Services, Inc., Wells Fargo Securities Inc., and John G. Kinnard and Company, Incorporated. Colette holds the Series 6, 7, and SIE licenses and has passed the Uniform Securities Agent State Law Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
01/08/2024 - Present
Cetera Advisor Networks LLC (MINNETONKA MN)
CO
10/12/2022 - 02/10/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
MN
02/23/2018 - 08/03/2022
SECURIAN FINANCIAL SERVICES, INC. (MINNETONKA MN)
MN
02/23/2018 - 10/18/2021
CRI SECURITIES, LLC (MINNETONKA MN)
MN
09/25/2014 - 04/25/2017
PRUCO SECURITIES, LLC. (PLYMOUTH MN)
NY
03/22/2000 - 08/30/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
MN
05/27/1999 - 02/28/2000
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
CA
06/23/1999 - 02/24/2000
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
03/02/1998 - 04/26/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
04/10/1997 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MN
01/23/1997 - 03/21/1997
PROTECTIVE GROUP SECURITIES CORPORATION (MINNEAPOLIS MN)
MN
08/12/1992 - 01/04/1997
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
BC
Issued 10/24/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2018
Series 7 - General Securities Representative Examination
BC
Issued 09/25/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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