Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colen? Claim Your ProfileColen W. Laplante is a registered investment advisor representative with MML Investors Services, LLC. Colen has been in the securities industry since March 11, 1992. Colen is licensed to provide investment advisory services in Virginia and Texas. Colen is also a registered principal in Virginia. Colen has held previous registrations with Foreside Fund Services, LLC, Principal Funds Distributor, Inc., Bear, Stearns & Co. Inc., A I M Distributors, Inc., and The Variable Annuity Marketing Company. Colen has a strong track record of providing investment advisory services to a variety of clients, including individuals, corporations, and pension plans. Colen is committed to providing his clients with personalized investment advice that is tailored to their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
VA
06/06/2022 - Present
MML Investors Services, LLC (Henrico VA)
VA
04/30/2020 - 04/29/2022
FORESIDE FUND SERVICES, LLC (Forest VA)
NY
01/01/2008 - 02/27/2020
PRINCIPAL FUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
01/03/2003 - 11/25/2003
BEAR, STEARNS & CO. INC. (NEW YORK NY)
TX
06/30/1993 - 11/15/2002
A I M DISTRIBUTORS, INC. (HOUSTON TX)
TX
03/26/1992 - 05/27/1993
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
NA
11/08/1988 - 03/04/1992
AMERICAN CAPITAL MARKETING, INC.
GA
11/08/1988 - 12/31/1989
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
BOTH
Issued 05/20/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/31/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/04/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2012
Series 7 - General Securities Representative Examination
BC
Issued 12/27/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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