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Coleman Williams Pollard

Northwestern Mutual Investment Services, LLC

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About Coleman Williams Pollard

Coleman Williams Pollard is a financial advisor who has been in the industry since June 3, 1999. Coleman is currently registered with Northwestern Mutual Investment Services, LLC and is located in Richmond, Virginia. Coleman has a strong track record of success in the financial services industry, with experience in providing financial advice to a wide range of clients. Coleman has a comprehensive understanding of the financial markets and is committed to helping clients achieve their financial goals. Coleman is also registered with several other states, including Alabama, California, Florida, Maryland, New York, North Carolina, Ohio, South Dakota, Texas, Utah, and Virginia.

Firm Information

Coleman Pollard is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Coleman Pollard’s Registration & Firm History

VA

06/04/1999 - Present

Northwestern Mutual Investment Services, LLC (RICHMOND VA)

WI

06/04/1999 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 04/10/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/13/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/23/2011

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/2000

Series 7 - General Securities Representative Examination

BC

Issued 06/03/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Coleman Williams Pollard.
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