Unclaimed
Coleman Lyons is a financial advisor with Frontier Solutions, LLC. Coleman has been working in the financial industry since 1998. He has a variety of licenses and registrations, including Series 7, 63, 9, 10 and SIE. Coleman has worked for several other firms, including MML Investors Services, LLC, Goldman, Sachs & Co., and Morgan Stanley & Co., Incorporated. Coleman is currently registered in several states, including Connecticut, Florida, Georgia, New York, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
11/06/2014 - Present
Frontier Solutions, LLC (Richmond VA)
NY
11/12/2008 - 12/31/2012
MML INVESTORS SERVICES, LLC (MELVILLE NY)
NY
12/07/2004 - 11/02/2006
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
10/12/1993 - 02/24/2004
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
IA
Issued 11/09/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/09/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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