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Coleman Frederick Church

Mizuho Securities USA LLC

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About Coleman Frederick Church

Coleman Frederick Church is a financial professional with over 20 years of experience in the industry. Coleman is currently registered with Mizuho Securities USA LLC and is licensed in 52 states. Previously, Coleman was with Citigroup Global Markets Inc., Standard New York Securities, Inc., Goldman, Sachs & Co., Credit Suisse First Boston LLC and Nomura Securities International, Inc. Coleman holds the Series 7, Series 10, Series 24 and Series 63 licenses, as well as the SIE designation.

Firm Information

Coleman Church is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Coleman Church’s Registration & Firm History

NY

04/15/2024 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

10/05/2006 - 05/02/2024

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

06/19/2006 - 09/20/2006

STANDARD NEW YORK SECURITIES, INC. (NEW YORK NY)

NY

03/23/2004 - 12/10/2004

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

05/24/2000 - 06/24/2003

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

NY

06/19/1997 - 10/28/1998

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

NY

05/06/1994 - 06/30/1995

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/12/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/09/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Coleman Frederick Church.
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