Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cole? Claim Your ProfileCole Cunningham is a financial advisor with Northwestern Mutual Investment Services, LLC based in ENGLEWOOD, CO. Cole Cunningham has been in the industry since 2017 and specializes in providing investment advice. Cole Cunningham holds the Series 63, Series 26, SIE, and Series 7 licenses, and is registered in Arizona, California, Colorado, Florida, Minnesota, New Hampshire, New York, North Dakota, South Carolina, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
09/11/2017 - Present
Northwestern Mutual Investment Services, LLC (ENGLEWOOD CO)
BC
Issued 10/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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