Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cole? Claim Your ProfileCole Stephen Rogers is a financial professional with experience in the securities industry. Cole currently holds a Series 7, Series 57, and Series 66 licenses and is registered with Wallachbeth Capital LLC. Previously, Cole was registered with Casey Securities LLC and RFA Securities LLC. Cole has been in the securities industry since 2019 and has a strong background in trading and securities. Cole's primary focus is on providing investment advice and services to individual investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
08/12/2024 - Present
Wallachbeth Capital LLC (BOCA RATON FL)
CA
05/24/2024 - 05/31/2024
CASEY SECURITIES LLC (GREENBRAE CA)
PA
09/01/2022 - 05/24/2024
RFA SECURITIES LLC (PHILADELPHIA PA)
CA
08/29/2022 - 09/06/2022
CASEY SECURITIES LLC (GREENBRAE CA)
TN
08/30/2019 - 02/27/2020
WILEY BROS.-AINTREE CAPITAL, LLC (NASHVILLE TN)
BOTH
Issued 09/30/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/29/2022
Series 57TO - Securities Trader Exam
BC
Issued 08/30/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2019
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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