Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cole? Claim Your ProfileCole Shepard is a financial professional with experience in the investment banking industry. Cole has been registered with the Financial Industry Regulatory Authority (FINRA) since 2018 and is currently registered with Evercore Group LLC. Cole is registered in 37 states and holds the Series 7, Series 63, Series 79TO, and SIE licenses. Previously, Cole was registered with MAXIM GROUP LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/03/2020 - Present
Evercore Group LLC (NEW YORK NY)
NY
09/06/2018 - 11/12/2020
MAXIM GROUP LLC (NEW YORK NY)
BC
Issued 09/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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