Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cole? Claim Your ProfileCole Samuels is a financial advisor at Raymond James & Associates, Inc. Cole has been in the financial industry since 2017 and has a strong track record of helping clients reach their financial goals. Cole is registered with the state of Florida and holds Series 7, Series 63, Series 66, and SIE licenses. Cole specializes in providing financial planning, portfolio management, and investment advisory services. Cole has experience working with clients in a variety of industries including insurance companies, charitable organizations, high-net-worth individuals, corporations or other businesses, and individuals other than high-net-worth. Cole has a background with Oppenheimer & Co. Inc., Fidelity Brokerage Services LLC and Charles Schwab & Co., Inc. Cole is dedicated to providing clients with personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/19/2023 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
KY
07/09/2021 - 09/05/2023
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
DC
06/14/2018 - 04/16/2021
OPPENHEIMER & CO. INC. (WASHINGTON DC)
DC
09/18/2017 - 06/18/2018
CHARLES SCHWAB & CO., INC. (Washington DC)
BOTH
Issued 03/15/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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