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Cole Richard Palumbo

THE Leaders Group, Inc.

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About Cole Richard Palumbo

Cole Richard Palumbo is a registered representative currently employed by The Leaders Group, Inc. in Jacksonville, Florida. Cole has been in the financial industry since 2021 and holds Series 7TO, Series 63 and SIE licenses. Cole previously worked at Fidelity Brokerage Services LLC. Cole is registered in California and Florida.

Firm Information

Cole Palumbo is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cole Palumbo’s Registration & Firm History

FL

02/01/2024 - Present

THE Leaders Group, Inc. (Jacksonville FL)

FL

05/07/2021 - 05/02/2022

FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)

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Licenses & Designations

BC

Issued 05/17/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/07/2021

Series 7TO - General Securities Representative Examination

BC

Issued 04/30/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cole Richard Palumbo.
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