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Cole Ramsay Bader

Cantor Fitzgerald & Co.

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About Cole Ramsay Bader

Cole Ramsay Bader is a registered representative with Cantor Fitzgerald & Co. in NEW YORK, NY. Cole has over 30 years of experience in the financial services industry. Cole has held previous positions with STIFEL, NICOLAUS & COMPANY, INCORPORATED, THOMAS WEISEL PARTNERS LLC, and MORGAN STANLEY & CO., INCORPORATED. Cole has a strong track record of success in the financial services industry. Cole is a Series 7, Series 24, Series 52, Series 63, and Series 79TO licensed professional.

Firm Information

Cole Bader is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cole Bader’s Registration & Firm History

NY

11/28/2023 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

NY

07/10/2010 - 11/27/2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)

NY

01/14/2002 - 07/20/2010

THOMAS WEISEL PARTNERS LLC (NEW YORK NY)

NY

12/23/1992 - 11/23/2001

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/25/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/15/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/1995

Series 7 - General Securities Representative Examination

BC

Issued 12/05/1992

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Cole Ramsay Bader.
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