Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cole? Claim Your ProfileCole Bernier is a financial professional associated with ADP Broker-Dealer, Inc.. Cole is a registered representative in 52 states. Cole is licensed in the following categories: Series 63, Series 6TO, and Series SIE. Cole has 1 registration with FINRA and 1 with the SRO. Cole's first registration date was October 23, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
10/23/2023 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
BC
Issued 09/08/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/27/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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