Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cole? Claim Your ProfileCole Michael Taylor is a financial advisor with over 20 years of experience in the industry. Cole Michael Taylor is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with this firm since 2009. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Cole Michael Taylor was with BANC OF AMERICA INVESTMENT SERVICES, INC. Cole Michael Taylor has a strong background in securities, investments and financial planning, as demonstrated by passing numerous exams, including Series 6, 7, and 66. Cole Michael Taylor is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/15/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRONTENAC MO)
MO
11/18/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ST. LOUIS MO)
MN
06/26/2003 - 11/22/2005
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MO
06/15/2001 - 06/18/2003
EDWARD JONES (ST. LOUIS MO)
GA
01/05/2000 - 05/31/2001
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 04/26/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/04/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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