Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cole? Claim Your ProfileCole Michael Kelly is a registered investment advisor representative with Capital Client Group, Inc. based in San Antonio, Texas. Cole has been in the financial services industry since 2020. Cole is registered to provide investment advice in California, Hawaii, Iowa, and Texas. Cole holds FINRA Series 7, 63, and 66 securities licenses, as well as the SIE exam. Cole has previously worked at Pacific Select Distributors, LLC. Cole has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
TX
10/27/2021 - Present
Capital Client Group, Inc. (SAN ANTONIO TX)
NE
01/17/2020 - 08/12/2021
PACIFIC SELECT DISTRIBUTORS, LLC (OMAHA NE)
BOTH
Issued 10/27/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/17/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/27/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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