Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cole? Claim Your ProfileCole Lipkin is a securities professional registered with Capital One Securities, Inc. Cole is currently registered in 11 states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. Cole has passed the Series 63, Series 79TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/02/2022 - Present
Capital ONE Securities, Inc. (New York NY)
BC
Issued 02/27/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Cole Lipkin is the right advisor for you? Invested Better is here to help.
