Unclaimed
Cole Keegan Ruohomaki is a financial professional at Piper Sandler & Co. Cole is registered with FINRA as a Series 7TO and a SIE representative. Cole Keegan Ruohomaki has been working in the financial industry since July 11, 2024. Cole's firm is a registered investment adviser with the SEC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
07/12/2024 - Present
Piper Sandler & Co. (MINNEAPOLIS MN)
BC
Issued 07/12/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/17/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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