Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cole? Claim Your ProfileCole Joseph Harper is a registered representative with Charles Schwab & Co., Inc. in Orlando, Florida. Cole has been in the financial services industry since January 4, 2021. Cole is licensed to offer securities products and services in California. Cole is currently registered with FINRA as a general securities representative and has passed the SIE and Series 7TO exams. Cole was previously registered with TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
09/01/2023 - Present
Charles Schwab & CO., Inc. (Orlando FL)
CA
01/05/2021 - 09/01/2023
TD AMERITRADE, INC. (SAN DIEGO CA)
BC
Issued 01/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/04/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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