Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cole? Claim Your ProfileCole Griffin is a financial advisor based in Lafayette, LA. Cole has been working in the financial services industry since November 2011. Currently Cole is registered with Avantax Advisory Services and has been with them since March 2022. Before joining Avantax, Cole worked with Ameriprise Financial Services, LLC. Cole is a Series 66, SIE, Series 7 and Series 31 licensed professional. Cole specializes in working with high-net-worth individuals, corporations and other businesses, pension and profit sharing plans, and individuals other than high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
LA
03/23/2022 - Present
Avantax Advisory Services (LAFAYETTE LA)
MN
07/17/2012 - 08/04/2022
AMERIPRISE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
NY
10/25/2000 - 06/11/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 11/29/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/30/2000
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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