Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cole? Claim Your ProfileCole Niekamp is a financial advisor registered with Northwestern Mutual Investment Services, LLC and licensed in the state of Ohio. Cole has been in the financial industry since December 2022. Cole has passed the Series 63, Series 7TO, Series 6TO, and SIE exams. Cole is currently working at the Upper Arlington, OH branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
12/17/2022 - Present
Northwestern Mutual Investment Services, LLC (Upper Arlington OH)
BC
Issued 11/23/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/17/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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