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Cole Ford

Sanctuary Securities, Inc.

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About Cole Ford

Cole Ford is a financial professional currently registered with Sanctuary Securities, Inc. in Texas. Cole has been in the securities industry since September 14, 2020, and has held previous positions with THRIVENT INVESTMENT MANAGEMENT INC. and AXA ADVISORS, LLC. Cole is a Series 63, Series 7TO, and SIE licensed advisor, and has been registered with the state of Texas since May 17, 2021.

Firm Information

Cole Ford is currently registered with Sanctuary Securities, Inc.. Sanctuary Securities, Inc. is a corporation formed on March 7, 1978, and is registered in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has a history of regulatory events, with 19 disclosures related to such events, and has been involved in 9 arbitrations and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cole Ford’s Registration & Firm History

TX

05/17/2021 - Present

Sanctuary Securities, Inc. (Austin TX)

MN

07/21/2020 - 07/29/2020

THRIVENT INVESTMENT MANAGEMENT INC. (Minneapolis MN)

TX

06/21/2019 - 02/10/2020

AXA ADVISORS, LLC (DALLAS TX)

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Licenses & Designations

BC

Issued 10/12/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/21/2019

Series 7TO - General Securities Representative Examination

BC

Issued 04/18/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cole Ford.
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