Unclaimed
Cole Ford is a financial professional currently registered with Sanctuary Securities, Inc. in Texas. Cole has been in the securities industry since September 14, 2020, and has held previous positions with THRIVENT INVESTMENT MANAGEMENT INC. and AXA ADVISORS, LLC. Cole is a Series 63, Series 7TO, and SIE licensed advisor, and has been registered with the state of Texas since May 17, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/17/2021 - Present
Sanctuary Securities, Inc. (Austin TX)
MN
07/21/2020 - 07/29/2020
THRIVENT INVESTMENT MANAGEMENT INC. (Minneapolis MN)
TX
06/21/2019 - 02/10/2020
AXA ADVISORS, LLC (DALLAS TX)
BC
Issued 10/12/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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