Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cole? Claim Your ProfileCole David Butler is a registered representative with Charles Schwab & Co., Inc. Cole has been in the financial services industry since September 13, 2021. Cole is registered with the state of Colorado and 52 other states. Cole holds FINRA licenses Series 3, 7, 9, 63 and SIE. Cole's firm offers financial planning services, advisory services for individual and pooled investment vehicles, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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CO
09/14/2021 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
BC
Issued 10/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/30/2022
Series 3 - National Commodity Futures Examination
BC
Issued 09/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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