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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cole? Claim Your ProfileCole Damian Chase is an investment advisor representative with Cetera Investment Advisers LLC based in Ellsworth, ME. Cole Chase has been in the industry since 2022. Cole Chase is registered with the state of Maine. Cole Damian Chase holds the Series 63, Series 65, and Series 7 licenses, as well as the SIE exam. Cole Chase is also licensed in Arizona and Maine. Cole Damian Chase has experience with Key Investment Services LLC and KeyBank. Cole Damian Chase has been employed at Cetera Investment Advisers LLC since July 2024. Cole Chase specializes in Portfolio Management for Individuals and Businesses, Financial Planning, Pension Consulting, and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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ME
07/17/2024 - Present
Cetera Investment Advisers LLC (ELLSWORTH ME)
ME
11/21/2022 - 04/02/2024
KEY INVESTMENT SERVICES LLC (SCARBOROUGH ME)
IA
Issued 7/16/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/7/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/28/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/21/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/15/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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